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Administrative proceeding
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511	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 17, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-17 11:25:21 United States Securities and Exchange Commission Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Form 10-Q Financial regulation Government Finance SEC filings United States securities law 73rd United States Congress
512	INITIAL DECISION RELEASE NO. 707 ADMINISTRATIVE PROCEEDING File No[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-13 11:54:14 U.S. Securities and Exchange Commission Securities and Exchange Commission Form 10-Q Securities and Exchange Commission Financial regulation Finance SEC filings Government Securities Exchange Act
513	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 16, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-16 10:29:10 Finance Short Security Initial public offering Stock Order Stock market Financial economics Investment
514	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 6, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-06 15:48:08 U.S. Securities and Exchange Commission Securities and Exchange Commission Form 10-Q Government Financial regulation Finance SEC filings Securities Exchange Act Form 10-K
515	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 10, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-09 18:21:34 Financial economics Form 10-K Securities Act Regulation S-K Securities Exchange Act Form 3 Form 4 Insider trading U.S. Securities and Exchange Commission SEC filings Finance Business
516	ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF SOUTH CAROLINA Add to Reading List Source URL: www.scag.gov Language: English - Date: 2014-12-08 13:25:53 Financial system Finance Broker-dealer Fixed income market Securities Act KBR United States securities law Financial economics United States Securities and Exchange Commission
517	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 10, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-09 18:20:13 Financial economics Rule 13D Schedule 13D Schedule 13G Form 10-K Form 4 Securities Exchange Act 13D Insider trading SEC filings Finance Business
518	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 14, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-14 15:14:03 Securities Exchange Act Financial regulation Government Financial economics United States securities law SEC Rule 10b-5 U.S. Securities and Exchange Commission
519	INITIAL DECISION RELEASE NO. 718 ADMINISTRATIVE PROCEEDING File No[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-16 06:10:59 Securities and Exchange Commission Securities Exchange Act Financial services Investment Financial economics Fidelity Investments United States securities law 73rd United States Congress
520	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]December 9, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-09 11:21:38 Financial economics Government 76th United States Congress Finance Investment Fair Fund Investment Advisers Act U.S. Securities and Exchange Commission Securities and Exchange Commission Corporate crime Business United States securities law

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